Mutual Fund Prospectuses|SEC Compliant|497F

How often do you take the time to search for and send PROSPECTUSES every time you discuss and sell a mutual fund to a client? Are you just waiting for an audit through your Broker/Dealer only for them to find out you are not in compliance?

SEC Regulation states that a Mutual Fund PROSPECTUS must be delivered prior to your client’s purchase of any Mutual Fund.

Wouldn't it be great to be able to key in your symbols, click a button and receive an email with links directly to the Mutual Fund Statutory/Summary PROSPECTUS itself?

That email is now your Prospectus Delivery Receipt!

Benefits to Membership

Immediate E-Delivery to You and/or Your Client
Compliance Appropriate
Saves Time and Money
Demonstrates Efficiency
Over 17,000 Fund Prospectuses Available
Over 540 Mutual Fund Families to Choose From
Personalized Custom Greeting/Statement/Closing
Include Your Broker/Dealer’s Disclosure Statement
Links to FINRA/SIPC are embedded for compliance

Great Reference Tool

Quickly lookup a Symbol and/or Fund
Find a Prospectus Date in seconds

Compliance

All Statutory/Summary Prospectuses are dated with the latest amendments and
supplements published by their fund family or as submitted to the SEC.